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Marcum MicroCap Conference

Thursday, May 29, 2014
Grand Hyatt New York
109 E 42nd Street
New York, NY 10017
Agenda/Topics

 
  • Agenda
  • Hot Topic Workshop
  • Expert Panel Topics
  • Presenting Company Schedule
 
7:30 am - 8:30 am   Registration
8:30 am - 9:00 am   Welcome and Opening Remarks
9:00 am - 12:00 pm   Panels and Company Presentations
12:00 pm - 1:30 pm   Lunch and Keynote Speaker
1:30 pm - 5:00 pm   Panels and Company Presentations
5:00 pm - 8:00 pm   Cocktails Entertainment: The Beatles Faux Sale (Beatles Tribute Band)
     
 

An exclusive, invitation-only event for the management teams of
Publicly-Traded and Pre-IPO companies

DATE: Wednesday, May 28, 2014
LOCATION: The Grand Hyatt Hotel, New York, NY
TIME: Registration: 2:30 - 3:00 PM Sessions: 3:00 - 6:00 PM
LIMITED SEATING AVAILABLE

This event brings together world class industry leaders covering the topics of greatest concern to the management of publicly traded companies or companies that are intending to go public.

The topics to be covered include critical areas of concern for management teams of emerging growth and pre-ipo companies:

 
3:00 pm - 4:00 pm
Salon 1
  Raising Capital in the Current Enviornment

  • Market overview
  • Current trends on amounts to be raised, valuation and structure
  • Discussion of strategic issues surrounding the capital raise
  • How to identify the right team to execute the capital raise
Moderator:
Gregory Sichenzia - Founding Member, Sichenzia Ross Friedman Ference LLP
Speakers:
Mark Elenowitz - CEO, TriPoint Global Equities and BANQ.co
Roger Baumberger - COO & Senior Managing Director, SternAegis Ventures
Michael Mirsky - Managing Director, Investment Banking, H.C. Wainwright & Co., LLC
4:00 pm - 5:00 pm
Salon 1
  Building Shareholder Awareness and Liquidity

  • How to increase the company’s shareholder base and liquidity
  • Managing market expectations
  • Using social media to engage shareholders and communicate effectively
Moderator:
Bradley H. Smith- Director of Marketing, PR Newswire
Speakers:
Jeffrey Goldberger - Managing Partner, KCSA Strategic Communications
Thomas Runzo - President & CEO, Equisolve
John Heilshorn- Partner, Lippert Heilshorn Investor Relations (LHA)
John Viglotti, VO Investor Relations Services, PR Newswire
5:00 pm - 6:00 pm
Salon 1
  SEC Compliance and Other Issues

  • SEC hot button issues
  • Keys to effective corporate governance
  • Uplisting to an exchange
  • Accounting issues
Moderator:
M. Ali Panjwani - Partner, Pryor Cashman LLP
Speakers:
David Horin - Managing Partner, Chord Advisors, LLC
Alan Wovsaniker - Partner, Lowenstein Sandler PC -
Joseph M. Lucosky - Managing Partner, Lucosky Brookman LLP
Edward Hackert - Partner, Assurance Services, Marcum LLP
     
     
REGISTER TODAY

Following the sessions, please join us in the lobby for the MicroCap Private Cocktail Reception starting at 6:00 PM (invitation to follow)

 
9:00 am - 10:00 am
Salon 1
  Activism Trends in 2014

Moderator:
Steve Wolosky - Partner, Olshan Frome Wolosky LLP
Speakers:
Michael Tomasulo - Senior Vice President, AH&T Insurance
Bruce H. Goldfarb - President & CEO, Okapi Partners
Andrew B. Siegel - Partner, Joele Frank
Chris Cernich - Director of M&A and Proxy Contest Research, Institutional Shareholder Services Inc.
10:00 am - 11:00 am
Salon 1
  Current Status of JOBS Act and Crowdfunding

Moderator:
William J. Febbo - COO & Director, Merriman Capital
Speakers:
Kenneth G. Alberstadt - Partner, Akerman Senterfitt
Mitchell C. Littman - Founding Partner, Littman Krooks LLP
Steve Nelson - President & Chairman, Continental Stock Transfer & Trust
11:00 am - 12:00 pm
Salon 1
  The Boom in Microcap Financing – IPOS, Follow-ons, PIPEs, RDs, & CMPOs

Moderator:
Mitchell S. Nussbaum - Chair, Capital Markets & Asia, Loeb & Loeb
Speakers:
Jonathan Rich - Executive Vice President, National Securities
Barbara A. Jones - Shareholder, Greenberg Traurig LLP
David N. Feldman - Partner, Richardson & Patel
Michael Chill - Managing Director, Roth Capital Partners
Justin Keener, Principal & Portfolio Manager, JMJ Financial
2:00 pm - 3:00 pm
Salon 1
  International Investing : Where is the Next Hot Market?

Moderator:
Drew Bernstein - Co-Managing Partner, Marcum Bernstein & Pinchuk LLP
Speakers:
Caryn Schechtman - Partner, DLA Piper
Daniel David - Co Founder & Vice President, GeoInvesting
Louis Taubman - Partner, Hunter Taubman Weiss LLP
2:00 pm - 3:00 pm
Broadway Room
  Evaluating Pre Approval & Pre Revenue Life Sciences Companies

Moderator:
James Alfaro - Managing Director, Maxim Group LLC
Speakers:
Reni Benjamin, PhD., Managing Director & Senior Biotechnology Analyst, HC Wainwright & Co.
Adam K. Stern - CEO, SternAegis Ventures
Suraj Kalia - Senior Medical Device Analyst, Northland Securities
3:00 pm - 4:00 pm
Salon 1
  Finding Valuable Information in Companies’ Communications to Investors

Moderator:
John Viglotti, VO Investor Relations Services, PR Newswire
Speakers:
Thomas Runzo - President & CEO, Equisolve
Todd Fromer - Managing Partner, KCSA Strategic Communications
Bradley H. Smith- Director of Marketing, PR Newswire
4:00 pm - 5:00 pm
Salon 1
  Valuing Companies in the Microcap Sector

Moderator:
Gregg E. Jaclin- Partner, Szaferman, Lakind, Blumstein & Blader, PC
Speakers:
Howard R. Yeaton - Managing Partner & Founder, Financial Consulting Strategies
Marc Manuel - Head of Origination & Research, Magna Group
Dennis Schall - Partner, Alternative Investments Group, Marcum LLP
Michael R. Powell - Managing Director, Early Bird Capital
     
 
    Presenting Company   Market   Breakout   Track
Slot 1
9:00 am - 9:30 am
  UBL Interactive   OTC: UBLI   Plymouth   Technology, Media and Telecommunications
  US Geothermal   (NYSE: HTM)    Edison   Energy and Natural Resources
  Arch Therapeutics   (OTC: ARTH)   Winter Garden   Healthcare and Life Sciences
  Cesca Therapeutics   (NADAQ: KOOL)   Carnegie   Healthcare and Life Sciences
  Cryoport   (OTC: CYRX)   Julliard   Healthcare and Life Sciences
  Keating Capital   (NASDAQ: KIPO)   Morosco   Financial and Asset Management Services
  Lantronix   (NASDAQ: LTRX)   Imperial   Technology, Media and Telecommunications
  Bitcoin Shop   (OTC: BTCS)   Alvin   Technology, Media and Telecommunications
  Advaxis   (NASDAQ: ADXS)   Uris   Healthcare and Life Sciences
  Electro Scientific Industries   (NASDAQ: ESIO)   Broadway   Technology, Media and Telecommunications
 
Slot 2
9:30 am - 10:00 am
  Fusion Telecom   (OTC: FSNN)   Plymouth   Technology, Media and Telecommunications
  Energous   (NASDAQ: WATT)   Edison   Energy and Natural Resources
  Auxillio   (OTC: AUXO)   Winter Garden   Healthcare and Life Sciences
  CAS Medical Systems   (NASDAQ: CASM)   Carnegie   Healthcare and Life Sciences
  Acme United   (NYSE: ACU)   Julliard   Industrials
  MVC Capital   (NYSE: MVC)   Morosco   Financial and Asset Management Services
  Liquid Holdings   (NASDAQ: LIQD   Imperial   Technology, Media and Telecommunications
  Medbox   (OTC: MDBX)   Alvin   Technology, Media and Telecommunications
  Actinium Pharmaceuticals   (NYSE: ATNM)   Uris   Healthcare and Life Sciences
  Document Security Systems   (NYSE: DSS)   Broadway   Technology, Media and Telecommunications
 
Slot 3
10:00 am - 10:30 am
  Interlink    (OTC: LINK)   Plymouth   Technology, Media and Telecommunications
  Highpower Technology    (NASAQ: HPJ)   Edison   Energy and Natural Resources
  Critical Outcome Technologies    (TSX: COT)   Winter Garden   Healthcare and Life Sciences
  NanoViricides    (NYSE: NNVC)   Carnegie   Healthcare and Life Sciences
  Sino Global    (NASDAQ: SINO)   Julliard   Industrials
  Full Circle Capital    (NASDAQ: FULL)   Morosco   Financial and Asset Management Services
  SMTP    (NASDAQ: SMTP)   Imperial   Technology, Media and Telecommunications  
  Gilat    (NASDAQ: GILT)   Alvin   Technology, Media and Telecommunications
  Galena Biopharma    (NASDAQ: GALE)   Uris   Healthcare and Life Sciences  
  DS Healthcare    (NASDAQ: DSKX)   Broadway   Healthcare and Life Sciences
 
Slot 4
10:30 am - 11:00 am
  MaxSound    (OTC: MAXD)   Plymouth   Technology, Media and Telecommunications
  ClearSign Combustion    (NASDAQ: CLIR)   Edison   Industrials
  Oculus   (NASDAQ: OCLS)   Winter Garden   Healthcare and Life Sciences
  Amarantus   (OTC: AMBS)   Carnegie   Healthcare and Life Sciences
  Orient Paper    (NYSE: ONP)   Julliard   Industrials
  Customers Bancorp    (NASDAQ: CUBI)   Morosco   Financial and Asset Management Services
  RiceBran Technology   (NASDAQ: RBIT)   Imperial   Industrials
  Towerstream   (NASDAQ: TWER)   Alvin   Technology, Media and Telecommunications
  Verastem    (NASDAQ: VSTM)   Uris   Healthcare and Life Sciences
  PAR Technology    (NYSE: PAR)   Broadway   Technology, Media and Telecommunications
 
Slot 5
11:00 am - 11:30 am
  International Commercial Television    (OTC: ICTL)   Plymouth   Technology, Media and Telecommunications
  Mantra Energy    (OTC: MVTG)   Edison   Energy and Natural Resources
  Applied DNA Sciences    (OTC: APDN)   Winter Garden   Healthcare and Life Sciences
  Implant Sciences    (OTC: IMSC)   Carnegie   Industrials
  Sutor Technology    (NASDAQ: SUTR)   Julliard   Industrials
  Calpian Inc.    (OTC: CLPI)   Morosco   Financial and Asset Management Services
  CounterPath    (NASDAQ: CPAH)   Imperial   Technology, Media and Telecommunications
  Straight Path    (NYSE: STRP)   Alvin   Technology, Media and Telecommunications
  BioSyent    (TSX: RX)   Uris   Healthcare and Life Sciences
  Vapor Corp.    (OTC: VPCO)   Broadway   Retail and Consumer Products
 
Slot 6
11:30 am - 12:00 pm
  Medient Studios    (OTC: MDNT)   Plymouth   Technology, Media and Telecommunications
  Torchlight Energy    (NASDAQ: TRCH)   Edison   Energy and Natural Resources
  VolitionRx   (OTC: VNRX)   Winter Garden   Healthcare and Life Sciences
  Tauriga Sciences    (OTC: TAUG)   Carnegie   Healthcare and Life Sciences
  Sono-Tek    (OTC: SOTK)   Julliard   Industrials
  MagneGas   (NASDAQ: MNGA)   Morosco   Energy and Natural Resources
  Local.com    (NASDAQ: LOCM)   Imperial   Technology, Media and Telecommunications
  Finjan   (OTC: FNJN)   Alvin   Technology, Media and Telecommunications
  NeoStem   (NASDAQ: NBS)   Uris   Healthcare and Life Sciences
  Xenetic Biosciences   (OTC XBIO)   Braodway   Healthcare and Life Sciences
 
Slot 7
1:30 pm - 2:00 pm
  Nuvilex    (OTC: NVLX)   Plymouth   Healthcare and Life Sciences
  Ellomay Capital    (NYSE: ELLO)   Edison   Energy and Natural Resources
  Boston Therapeutics    (OTC: BTHE)   Winter Garden   Healthcare and Life Sciences
  Apollo Medical Holdings   (OTC: AMEH)   Carnegie   Healthcare and Life Sciences
  PURE Bioscience    (OTC: PURE)   Julliard   Healthcare and Life Sciences
  BioLife Solutions   (NASDAQ: BLFS)   Morosco   Healthcare and Life Sciences
  Atlatsa Resources   (NYSE: ATL)   Imperial   Energy and Natural Resources
  Sysorex   (NASDAQ: SYRX)   Alvin   Technology, Media and Telecommunications
  Onco-Sec    (OTC: ONCS)   Uris   Healthcare and Life Sciences
  MamaMancinis    (OTC: MMMB)   Broadway   Retail and Consumer Products
 
Slot 8
2:00 pm - 2:30 pm
  Targeted Medical Pharma   (OTC: TRGM)   Plymouth   Healthcare and Life Sciences
  Propell Technologies   (OTC: PROP)   Edison   Energy and Natural Resources
  Stellar   (OTC: SBOTF)   Winter Garden   Healthcare and Life Sciences
  Sanuwave   (OTC: SNWV)   Carnegie   Healthcare and Life Sciences
  hopTo   (OTC: HPTO)   Julliard   Technology, Media and Telecommunications
  LabStyle Innovation Corp.   (OTC: DRIO)   Morosco   Healthcare and Life Sciences
  Cupcake Digital    (Private)   Imperial   Technology, Media and Telecommunications
  Celator   (NASDAQ: CPXX)   Alvin   Healthcare and Life Sciences
  Atossa Genetics    (NASDAQ: ATOS)   Uris   Healthcare and Life Sciences
 
Slot 9
2:30 pm - 3:00 pm
  Iveda Solutions    (OTC: IVDA)   Plymouth   Technology, Media and Telecommunications
  American Sands Energy    (OTC: AMSE)   Edison   Energy and Natural Resources
  Pressure BioSciences    (OTC: PBIO)   Winter Garden   Healthcare and Life Sciences
  Medifocus   (OTC: MFS)   Carnegie   Healthcare and Life Sciences
  Cemtrex    (OTC: CTEI)   Julliard   Industrials
  SilverSun Technologies   (OTC: SSNT)   Morosco   Technology, Media and Telecommunications
  NetDimensions    (OTC: NETDY)   Imperial   Technology, Media and Telecommunications
  Milestone Scientific   (OTC: MLSS)   Alvin   Healthcare and Life Sciences
  DecisionPoint Systems Inc.   (OTC: DPSI)    Uris   Technology, Media and Telecommunications
 
Slot 10
3:00 pm - 3:30 pm
  FlexShopper    (OTC: FPAY)   Plymouth   Technology, Media and Telecommunications
  Black Ridge Oil & Gas    (OTC: ANFC)   Edison   Energy and Natural Resources
  Taxus Cardium    (OTC: CRXM)   Winter Garden   Healthcare and Life Sciences
  BioRestorative   (OTC: BRTX)   Carnegie   Healthcare and Life Sciences
  BioLargo   (OTC: BLGO)   Julliard   Energy and Natural Resources
  5Barz   (OTC: BARZ)   Morosco   Technology, Media and Telecommunications
  Pulse Beverage   (OTC: PSLB)   Imperial   Technology, Media and Telecommunications
  AntriaBio   (OTC: ANTB)   Alvin   Healthcare and Life Sciences
  DelMar   (OTC: DMPI)   Uris   Healthcare and Life Sciences
  NXT-ID   (OTC: NXTD)   Broadway   Technology, Media and Telecommunications
 
Slot 11
3:30 pm - 4:00 pm
  SNAP Interactive, Inc.   (OTC: STVI)   Plymouth   Technology, Media and Telecommunications
  ForceField Energy   (NASDAQ: FNRG)   Edison   Energy and Natural Resources
  Kitara Media   (OTC: KITM)   Winter Garden   Technology, Media and Telecommunications
  Guided Therapeutics   (OTC: GTHP)   Carnegie   Healthcare and Life Sciences
  Nephros   (OTC: NEPH)   Julliard   Healthcare and Life Sciences
  Verity Corp.   (OTC: VRTY)   Morosco   Energy and Natural Resources
  SurePure   (OTC: SURP)    Imperial   Industrials
  Champions Oncology   (OTC: CSBR)   Alvin   Healthcare and Life Sciences
  PositiveID    (OTC: PSID)   Uris   Healthcare and Life Sciences
  The Staffing Group   (OTC: TSGL)   Broadway   Financial and Asset Management Services
 
Slot 12
4:00 pm - 4:30 pm
  Blue Calypso¬†   (OTC: BCYP)   Plymouth   Technology, Media and Telecommunications
  Solar Wind Energy Tower Inc.   (OTC: SWET)   Edison   Energy and Natural Resources
  Heat Biologics   (NASDAQ: HBTX)   Carnegie   Healthcare and Life Sciences
  Myos Corp   (OTC: MYOS)   Julliard   Healthcare and Life Sciences
  Skkynet Cloud Systems   (OTC: SKYY)   Morosco   Technology, Media and Telecommunications
  Direct Insite¬†   (OTC: DIRI)   Imperial   Technology, Media and Telecommunications
  TapImmune   (OTC: TPIV)   Alvin   Healthcare and Life Sciences
  Protea Biosciences   (OTC: PRGB)   Uris   Technology, Media and Telecommunications
  LRAD Corp.   (NASDAQ: LRAD)   Broadway   Industrials
 
Slot 13
4:30 pm - 5:00 pm
  Panacea Global Inc.   (OTC: PANG)   Plymouth   Healthcare and Life Sciences
  Midwest Energy Emissions Corp   (OTC: MEEC)   Edison   Energy and Natural Resources
  Lightlake Therapeutics   (OTC: LLTP)   Winter Garden   Healthcare and Life Sciences
  IntelliCell   (OTC: SVFC)   Carnegie   Healthcare and Life Sciences
  Synthetic Biologics   (NYSE: SYN)   Julliard   Healthcare and Life Sciences
  Tecnoglasss   (NASDAQ: TGLS)   Morosco   Industrials
  Healthwarehouse.com   (OTC: HEWA)   Imperial   Technology, Media and Telecommunications
  Interactive Health Network   (OTC PINK: IGRW)   Alvin   Energy and Natural Resources
  Caliber Imaging and Diagnostics   (OTC: LCDX)   Uris   Healthcare and Life Sciences
  Aemetis, Inc.   (OTC: AMTX)   Broadway   Energy and Natural Resources