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Marcum Hedge Fund Academy Presents: Training @750 "Professional Ethics"



Date January 16, 2014
Time 9:00 AM - 11:00 AM
Location Marcum LLP
750 Third Ave., 11th Floor
New York, NY 10007

Dennis J. Schall - Partner, Alternative Investment Industry Group, Marcum LLP
Tina Catalina - Partner, Alternative Investment Industry Group, Marcum LLP


  • Professional Ethics Overview
  • The Professional Code of Conduct
    • Who has jurisdiction over NY CPAs?
    • What is expected of a NY CPA?
    • How are NY CPAs sanctioned?
  • A Brief Overview of Independence
  • Achieving Good Corporate Behavior
  • Fraud Considerations


  • CFOs, Controllers, or fund administration personnel who are CPAs in New York State


  • Obtain required New York State Ethics CPE Credit
  • Exchange ideas with other fund industry financial professionals
  • Meet the experienced Marcum team, ready to answer your questions

Qualifies for 2 CPE credits towards mandatory New York State training for CPAs.

No pre-requisite required

Important notice regarding CPE: Learning objectives: After attending this program, attendees will have the knowledge of Professional Ethics.
Instructional delivery method: Group-live
Recommended CPE credit: 2 hours CPE
Recommended field of study: Professional Ethics
Prerequisites: None
Program level: Basic
Advance preparation: None
Cancellation policy: You may cancel your registration at any time prior to the event.
Complaint resolution policy: Please contact Erika Bialek, Corporate Learning Manager, at 631-414-4216 or if you have questions about CPE related to this event.
CPE Sponsors Marcum LLP is registered with the National Association of State Board of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:


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