Marcum Hedge Fund Academy Presents: Training @750 "Professional Ethics"
January 16, 2014
9:00 AM - 11:00 AM
750 Third Ave., 11th Floor
New York, NY 10007
Dennis J. Schall -
Partner, Alternative Investment Industry Group, Marcum LLP Tina Catalina -
Partner, Alternative Investment Industry Group, Marcum LLP
Professional Ethics Overview
The Professional Code of Conduct
Who has jurisdiction over NY CPAs?
What is expected of a NY CPA?
How are NY CPAs sanctioned?
A Brief Overview of Independence
Achieving Good Corporate Behavior
WHO SHOULD ATTEND?
CFOs, Controllers, or fund administration personnel who are CPAs in New York State
Obtain required New York State Ethics CPE Credit
Exchange ideas with other fund industry financial professionals
Meet the experienced Marcum team, ready to answer your questions
Qualifies for 2 CPE credits towards mandatory
New York State training for CPAs.
No pre-requisite required
Important notice regarding CPE:
Learning objectives: After attending this program, attendees will have the knowledge of Professional Ethics. Instructional delivery method: Group-live Recommended CPE credit: 2 hours CPE Recommended field of study: Professional Ethics Prerequisites: None Program level: Basic Advance preparation: None Cancellation policy: You may cancel your registration at any time prior to the event. Complaint resolution policy: Please contact Erika Bialek, Corporate Learning Manager, at 631-414-4216 or firstname.lastname@example.org if you have questions about CPE related to this event.
Marcum LLP is registered with the National Association of State Board of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.