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Webinar - How to Survive a Regulatory Examination


Private Fund Adviser Registration: What to Expect

This webinar will offer valuable regulatory insights and practical tips on How to Survive a Regulatory Examination

Discussion highlights include:

  • Purpose and Scope of Regulatory Examinations – new initiatives and focus areas
  • Preparation and Management of the Examination
  • Tips to Facilitate the Examination Process
  • Responding to Preliminary Findings – the exit meeting, exam letter, enforcement

Please contact Marsha Harmon at or Sheri Lejman at if you have any questions.

We will provide the Webinar participation link to registered participants the day before the event.

Tuesday, April 17, 2012

10:00 am PST/1:00 pm EST
Duration: 1 hour


Sheri Lejman, Partner, Alternative Investment Group, Marcum LLP

Michelle Jacko, Esq., CEO, Core Compliance & Legal Services, Inc.

Zachary Rosenberg, Esq., Compliance Consultant, Core Compliance & Legal Services, Inc.


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