(855) Marcum1 | FOLLOW US           
Marcum LLP
  • EVENTS
  • OFFICES
  • CAREERS
  • SUBSCRIBE  
  • 中文
Marcum LLP

Webinar - How to Survive a Regulatory Examination

17-Apr-2012

Private Fund Adviser Registration: What to Expect

This webinar will offer valuable regulatory insights and practical tips on How to Survive a Regulatory Examination

Discussion highlights include:

  • Purpose and Scope of Regulatory Examinations – new initiatives and focus areas
  • Preparation and Management of the Examination
  • Tips to Facilitate the Examination Process
  • Responding to Preliminary Findings – the exit meeting, exam letter, enforcement

Please contact Marsha Harmon at marsha.harmon@corecls.com or Sheri Lejman at sheri.lejman@marcumllp.com if you have any questions.

We will provide the Webinar participation link to registered participants the day before the event.

DATE
Tuesday, April 17, 2012

TIME
10:00 am PST/1:00 pm EST
Duration: 1 hour

LOCATION
Webinar

MODERATOR
Sheri Lejman, Partner, Alternative Investment Group, Marcum LLP

FEATURED EXPERTS
Michelle Jacko, Esq., CEO, Core Compliance & Legal Services, Inc.

Zachary Rosenberg, Esq., Compliance Consultant, Core Compliance & Legal Services, Inc.

 

 
2015 Archives
2014 Archives
2013 Archives
2012 Archives
2011 Archives
2010 Archives
Go Back

 
HAVE A QUESTION? ASK MARCUM
 
 
STAY IN TOUCH.

SIGN UP TODAY FOR MARCUM'S NEWSLETTERS.

ABOUT MARCUM LLP

Marcum LLP is one of the largest independent public accounting and advisory services firms in the nation, with offices in major business markets throughout the U.S., as well as Grand Cayman, China and Ireland.

Learn More

CONNECT WITH US
               
OFFICES

Headquarters
750 3rd Avenue, 11th Floor
New York, NY 10017

Find an Office

(855) MARCUM1
info@marcumllp.com

FOUNDATION

Marcum Foundation

AFFILIATIONS

Leading Edge Alliance

DOWNLOAD THE MARCUM ON THE GO APP

© 2016 Marcum LLP. All Rights Reserved.
Privacy | Legal | Sitemap