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Noel M. Swartz is a Partner in the Firm’s Boston office and is a
member of its SEC and High Technology industry groups. He has more
than 20 years of experience working in public accounting and private
industry. He provides auditing and assurance services to middle-market
clients in various industries, including high technology, software, financial
services and employee benefit plans.
In addition, Mr. Swartz has extensive experience serving a variety of
middle-market manufacturing clients including medical devices, green
energy, machine tools, and others.
Working closely with smaller reporting companies and privately-held
companies, Mr. Swartz assists with public offerings, due diligence, and
mergers and acquisitions. He also has experience with complex accounting
and finance issues such as equity instruments, stock options, warrants,
warrants with debt, derivative instruments and multiple-deliverable revenue
recognition.
Prior to joining the Firm, Mr. Swartz was a Senior Manager at a “Big 4”
accounting firm where he was responsible for the audits of various private
and public companies and also served as an instructor at regional and
national training seminars. Earlier in his career, he was a Controller for
a middle-market manufacturing company.
Professional & Civic Affiliations
Massachusetts Horticultural Society, Board of Trustees
Audit and Finance Committee Chairman
Small Business Association of New England (SBANE)
American Institute of Certified Public Accountants (AICPA)
Massachusetts Society of Certified Public Accountants (MSCPA
Carillon Historical Park, Dayton, Ohio, Former Bell Board Member
The i-Zone, Dayton, Ohio, Former Board Member
Sports Car Club of America, Western Ohio Region, Former Officer
Areas of Expertise
SEC Filings
Mergers & Acquisitions
Revenue Recognition
Complex Equity
Key Clients
High Technology
Manufacturing
Broker-Dealers
Employee Benefit Plans
Education
Bachelor of Science, Accounting Ohio Northern University