The constantly changing regulatory environment has created unique challenges to broker-dealers in their desire to remain compliant with the various organizations that govern them. Marcum has responded to this demand by forming the Broker-Dealers in Securities Group. Our dedicated financial services professionals have the experience to help Broker-Dealers identify and address a wide range of compliance and operational issues within the environment of increased scrutiny and accountability from legislators and investors. We provide specialized services that address industry-specific issues, opportunities, and risks. These include: