Strict enforcement and fines into the hundreds of millions of dollars have raised the stakes in the battle against suspicious financial and property transactions. The back alley cash in a briefcase has given way to sophisticated business fronts and international wires.

If your organization accepts or sends funds by cash, checks, money orders, wires or other transfers, you could be a victim of fraud, corruption and money laundering tactics.

Robust Anti-Money Laundering Services

Organizations of all types and sizes can benefit from Marcum’s customized approach to AML compliance.

Following a rigorous risk assessment, our risk professionals can help you create and implement an AML compliance program designed to monitor, detect and deter fraud and money-laundering activities. Core AML services include:

  • Overseeing development and implementation of a fraud, bribery and AML compliance policy and program.
  • Providing guidance on regulatory requirements, and internal policies and controls.
  • Periodically providing targeted and mandatory independent assessments on the adequacy and effectiveness of internal controls.
  • Assisting with the establishment of a board- or executive-level committee for ongoing monitoring for fraud, bribery and money laundering, and in retaining on-call counsel for whistleblower claims or complaints, or regulatory inquiries.
  • Reviewing sources and uses of funds, credit card charge-backs, disbursements, and more.
  • Assisting court-appointed monitors in reviewing and reporting on compliance.
  • Monitoring and reporting to regulators under Deferred Prosecution Agreements (DPA).
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Valuation & Litigation Advisor

Monthly update on topics relating to business valuation and litigation support.
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Contacts

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James  Ashe

James Ashe

Partner-in-Charge, Advisory - New York

  • Advisory
  • Melville, NY
Nancy  Fannon

Nancy Fannon

Valuation, Forensic and Litigation Support Leader

  • Valuation & Litigation Support
  • Portland, ME
Cecelia  Garber

Cecelia Garber

Partner

  • Advisory
  • Fort Lauderdale, FL
Wayne  Geisser

Wayne Geisser

Partner

  • Advisory
  • Philadelphia, PA
Gary B. Rosen

Gary B. Rosen

Partner-in-Charge, Valuation, Forensic & Litigation Services - NY Region

  • Advisory
  • New York, NY
Edward  Waddington

Edward Waddington

Partner

  • Advisory
  • Philadelphia, PA
Ricardo  Zayas

Ricardo Zayas

Partner

  • Advisory
  • Philadelphia, PA